Compliance
Kroll Compliance Portal
Efficiently Manage, Mitigate, and Monitor Third Party and Customer Risks
Investigations, Diligence and Compliance
Discover Kroll’s unmatched expertise in investigations, diligence and compliance. Our team’s proven legacy and global capabilities empower our clients to make vital business and regulatory decisions with confidence.
Contact UsExplore Investigations, Diligence and Compliance
Discover how Kroll helped a commercial goods conglomerate avoid reputational and financial harm while also protecting the people, assets and value of its well-established brand.
Kroll’s Investigations, Diligence and Compliance practice leverages the skills and experience of our best-in-class multidisciplinary team to help our clients meet their most critical challenges. We use our global reach and deep expertise in forensic investigations, business intelligence and due diligence solutions to provide the facts and analyses they need to make vital business decisions.
We work with:
- Law Firms
- Financial Institutions
- Private Equity Firms
- Corporates
- Government Agencies
- Non-Profit Organizations
- Individuals
Investigations
Kroll has a legacy of over 50 years of successfully executing some of the most complex investigations and litigation support engagements in virtually every jurisdiction globally. Our capabilities span the spectrum of investigative work, including:
- Fraud and Corruption Investigations
- Financial Investigations
- Asset Tracing and Recovery
- Trial Consulting Services
- Workplace Misconduct Investigations
- Regulatory Investigations
- Business Intelligence
Diligence
Kroll offers comprehensive, seamless due diligence services to meet every business need. Our risk-based diligence solutions ensure full compliance with a wide range of anti-money laundering (AML), anti-bribery and corruption (ABC), sanctions and environmental, social and governance (ESG) regulatory requirements.
- Investigative Due Diligence
- Risk-Based, Volume-Driven Integrity Due Diligence
- Source of Funds and Beneficial Ownership Identification
- Supply Chain Diligence
- Country Risk and Market Entry Studies
- Competitor Intelligence
- Pre-IPO Due Diligence Corporate Contest/Hostile M&A
- Reputational Risk
- Maritime Diligence
Compliance
Kroll provides financial institutions and corporations with the specialized expertise and resources they need to meet compliance and regulatory obligations and respond to risks. We are trusted by companies worldwide to help establish policies and programs aimed toward preventing fraud and complying with AML, Office of Foreign Assets Control (OFAC) and ABC laws and regulations.
Our robust compliance capabilities encompass:
- Financial Crime Advisory
- Fraud/Corruption Prevention and Detection
- Corporate Compliance Advisory
- Integrity Monitorships and Independent Consultancies
- Fintech Compliance
Technology
Leveraging data and technology to support compliance and identify potential risks is paramount to managing an organization's risk profile. Kroll’s digital tools enable companies to monitor and detect risk, ensuring compliance and proper safeguards are in place.Learn More About Our Compliance Portal and Risk Analytics Monitor
Recent Industry Recognition
 | BW Legal World - Global Legal Leaders Awards 2024
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 | Private Equity Wire European Awards 2024
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 | Private Equity Wire US Awards 2023
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 | Forensic Accountants 2022
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 | Gartner - 2021
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 | Global Investigations Review (GIR) 100 - 2021
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 | Resolver (A Kroll Business) - ISC West Award Winner
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Why High-Quality Data is Crucial to Fighting Financial Crime 
Financial Crime
Why High-Quality Data is Crucial to Fighting Financial Crime
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by Thomas Bock, Paul Connolly, Fernanda Barroso, Maria Evstropova
Financial Crime
Survey Reveals 69% of Respondents Expect Financial Crime to Increase - Download 2023 Fraud and Financial Crime Report
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July 5, 2024
by Arturo del Castillo, Maria Alejandra Vahos
Outlook
10 Trends Shaping 2024
February 14, 2024
Connect With Us
Tom Everett-Heath
Global Head
Investigations, Diligence and Compliance
London
Zoë Newman
Regional Managing Director, EMEA and Global Co-Head of the Financial Investigations Practice
Investigations, Diligence and Compliance
London
Richard M. Plansky
Regional Managing Director, North America
Investigations, Diligence and Compliance
New York
Fernanda Barroso
Regional Managing Director, LATAM
Investigations, Diligence and Compliance
Sao Paulo
Cem Ozturk
Regional Managing Director, Co-Head of APAC
Investigations, Diligence and Compliance
Sydney
Tarun Bhatia
Regional Managing Director, Co-Head of APAC
Investigations, Diligence and Compliance
Mumbai
Kevin Braine
Managing Director and Global Head of Integrity Due Diligence
Investigations, Diligence and Compliance
London
Thomas Bock
Managing Director, Head of U.S. Financial Crime Advisory Practice
Investigations, Diligence and Compliance
New York
Howard Cooper
Managing Director and Global Co-Head of the Financial Investigations Practice
Investigations, Diligence and Compliance
London
Mariellen Davies-DeMarco
Regional Managing Director, Integrity Due Diligence, North America
Investigations, Diligence and Compliance
Washington DC
Tom Hollobone
Regional Managing Director, Integrity Due Diligence, EMEA
Investigations, Diligence and Compliance
London
Michael Watt
Regional Managing Director, Integrity Due Diligence, LATAM
Investigations, Diligence and Compliance
Graham Ong-Webb
Senior Vice President
Investigations, Diligence and Compliance
Singapore
Compliance Risk and Diligence
The Kroll Investigations, Diligence and Compliance team partners with clients to anticipate, detect and manage regulatory and reputational risks associated with global ethics and compliance obligations.
Forensic Investigations and Intelligence
The Kroll Investigations, Diligence and Compliance team consists of experts in forensic investigations and intelligence, delivering actionable data and insights that help clients worldwide make critical decisions and mitigate risk.
Investigations and Disputes
World-wide expert services and tech-enabled advisory through all stages of diligence, forensic investigation, litigation, disputes and testimony.
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