Yulia has over 20 years of experience in regulatory compliance, which includes more than 10 years providing compliance consulting services to broker dealers, private fund managers and traditional registered investment advisers through all phases of their business cycles.
Prior to joining Kroll, Yulia was a Director of Managed Services and Broker Dealer Compliance at COMPLY, a financial technology and compliance consulting company. In this role, Yulia managed a team of compliance consultants and operations specialists to provide customized services to broker-dealer and Registered Investment Adviser clients. Before that, Yulia was a Partner and COO at Gordian Compliance Solutions, a boutique compliance consulting firm based in San Francisco. During her tenure at Gordian Compliance, Yulia built out a successful broker-dealer compliance consulting practice that assisted numerous firms with FINRA applications (New Member Application and Continuing Member Application), ongoing compliance services and regulatory exams. At Gordian, Yulia also worked with various private fund managers and traditional registered investment advisers to create and maintain robust compliance programs.
Yulia has extensive experience assisting both broker-dealer and registered investment adviser clients through regulatory examinations, including SEC and FINRA examinations. She has worked with fintech companies, including some of the largest robo advisors, qualified custodians, cryptocurrency trading firms and crowdfunding portals.
