Merchant Banking

Kroll Advisory Private Limited is a SEBI registered Category 1 merchant banker, enabling the company to provide fair opinions and a wider range of valuation services to listed companies.

Kroll Advisory Private Limited, formerly Duff & Phelps India Private limited (“KAPL”/ “the Company”)) is registered as a Category I Merchant Banker with the Securities & Exchange Board of India/SEBI. As a Merchant Banker, KAPL currently provides valuation and valuation-related advisory services in areas such as: business appraisal and consulting including valuation and analysis of business (equity / securities); financial instruments; and tangible and intangible assets.

  • Investor Charter

    Kroll Advisory Private Limited, formerly Duff & Phelps India Private limited (“KAPL”/ “the Company”)) is registered as a Category I Merchant Banker with the Securities & Exchange Board of India/SEBI. As a Merchant Banker, KAPL currently provides valuation and valuation-related advisory services in areas such as: business appraisal and consulting including valuation and analysis of business (equity / securities); financial instruments; and tangible and intangible assets, and is not offering the types of services specified under point 3 (3.1-3.8) of the SEBI’s circular for Publishing Investor Charter & Disclosure of Investor Complaints by Merchant Bankers dated 23 November 2021 (https://www.sebi.gov.in/legal/circulars/nov-2021/publishing-investor-charter-and-disclosure-of-complaints-by-merchant-bankers-on-their-websites_54147.html).
    To read the investor charter, click here

     
  • Investor Grievances
 
  • Status of Investors Complaints / Grievances And Redressal

SN

Received from

Pending as at the end of last month

Received during the particular month

Resolved during the particular month*

Total Pending during the particular month #

Pending complaints > 1 month

Average Resolution timeAl (in days)

1.

Directly from investors

NIL

NIL

NIL

NIL

NIL

NIL

2.

SEBI (SCORES)

NIL

NIL

NIL

NIL

NIL

NIL

3.

Stock Exchanges (if applicable) – Not applicable

N.A.

N.A.

N.A.

N.A.

N.A.

N.A.

4.

Other sources (if any)

NIL

NIL

NIL

NIL

NIL

NIL

5.

Grand total

Trend of disposal of complaints

SN

Month

Carried forward
from previous
month

Received
during the
particular month

Resolved
during the
particular month *

Pending at the end
of the
particular month #

NIL

Updated as on 1 October, 2024.