David Larsen
Managing Director
Alternative Asset Advisory
Seattle
Private Fund Revolution: Navigating Interval Funds and the New Regulatory Landscape
March 5, 2025 | 9:00 a.m. - 1:00 p.m. (EST) | (Conference)
One World Trade Center, 64th Floor, New York, NY 10007
We are excited to invite you to an engaging roundtable discussion hosted by Kroll, Carta, and Goodwin.
We are excited to invite you to an engaging roundtable discussion hosted by Kroll, Carta, and Goodwin. This exclusive event brings together industry professionals and peers for an in-depth conversation on key topics shaping the private funds industry, including:
- Market and regulatory trends: The rise in retail demand for private funds
-
Interval funds and tender offer funds: Deep dives into valuation, marketing, compliance, and ERISA considerations
-
Adapting to a new regulatory landscape: Insights into navigating change effectively
This roundtable offers a valuable opportunity to connect with leading experts, exchange ideas, and gain actionable insights into the evolving private funds landscape.
Breakfast and lunch will be provided. We look forward to your participation in this important discussion.
Agenda
- 9:00 a.m. – 9:30 a.m.: Registration and Breakfast
- 9:30 a.m. – 10:45 a.m.: Retailization of Private Funds: Opportunities and Challenges
Moderator
- Jeremy Senderowicz, Partner, Goodwin Law
Panelists
- David Larsen, Managing Director, Alternative Asset Advisory
- Brynn Peltz, Partner, Goodwin Law
- Anthony Cimino, Vice President and Head of Policy, Carta
- Barry Giarraputo, Chief Financial Officer, NB Alternatives
- 10:45 a.m. – 11:00 a.m.: Break
- 11:00 a.m. – 12:00 p.m.: Key Compliance Insights and Trends
- Adapting SEC Exam Priorities to the New Administration
- Compliance Steps for RIAs under FinCEN's New AML Rule
Moderator
- Brynn Peltz, Partner, Goodwin Law
Panelists
- Colleen Corwell, Managing Director, Financial Services Compliance and Regulation, Kroll
- Jeremy Senderowicz, Partner, Goodwin Law
- Holli Heiles Pandol, Senior Policy Counsel, Carta
- Chad Earnst, Global Head of Compliance, GoldenTree Asset Management
- Noon. – 1:00 p.m.: Closing Remarks and Lunch
Speakers
Colleen Corwell
Managing Director
Financial Services Compliance and Regulation
New York
Jeremy Senderowicz
Partner
Goodwin Law
Brynn Peltz
Partner
Goodwin Law
Anthony Cimino
Vice President and Head of Policy
Carta
Holli Heiles Pandol
Senior Policy Counsel
Carta
Barry Giarraputo
Chief Financial Officer
NB Alternatives
Chad Earnst
Global Head of Compliance
GoldenTree Asset Management
Financial Services Compliance and Regulation
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Alternative Asset Advisory
Heightened regulatory concerns and vigilance, together with increased investor scrutiny, have led to increased demand for independent expert advice.
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