Events

Private Fund Revolution: Navigating Interval Funds and the New Regulatory Landscape

March 5, 2025 | 9:00 a.m. - 1:00 p.m. (EST) | (Conference)
One World Trade Center, 64th Floor, New York, NY 10007
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Agenda
Speakers

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We are excited to invite you to an engaging roundtable discussion hosted by Kroll, Carta, and Goodwin. This exclusive event brings together industry professionals and peers for an in-depth conversation on key topics shaping the private funds industry, including:

  • Market and regulatory trends: The rise in retail demand for private funds

  • Interval funds and tender offer funds: Deep dives into valuation, marketing, compliance, and ERISA considerations

  • Adapting to a new regulatory landscape: Insights into navigating change effectively

This roundtable offers a valuable opportunity to connect with leading experts, exchange ideas, and gain actionable insights into the evolving private funds landscape.

Breakfast and lunch will be provided. We look forward to your participation in this important discussion.

 

 

 

 

Agenda

  • 9:00 a.m. – 9:30 a.m.: Registration and Breakfast
  • 9:30 a.m. – 10:45 a.m.: Retailization of Private Funds: Opportunities and Challenges

    Moderator

    • Ross Hostetter, Managing Director and Global Alternative Asset Advisory Leader , Kroll

    Panelists

    • David Larsen, Managing Director, Alternative Asset Advisory
    • Brynn Peltz, Partner, Goodwin Law
    • Anthony Cimino, Vice President and Head of Policy, Carta
    • Barry Giarraputo, Chief Financial Officer, NB Alternatives
  • 10:45 a.m. – 11:00 a.m.: Break
  • 11:00 a.m. – 12:00 p.m.: Key Compliance Insights and Trends
    • Adapting SEC Exam Priorities to the New Administration
    • Compliance Steps for RIAs under FinCEN's New AML Rule

    Moderator

    • Brynn Peltz, Partner, Goodwin Law

    Panelists

    • Colleen Corwell, Managing Director, Financial Services Compliance and Regulation
    • Jeremy Senderowicz, Partner, Goodwin Law
    • Holli Heiles Pandol, Senior Policy Counsel, Carta
    • Chad Earnst, Global Head of Compliance, GoldenTree Asset Management
  • Noon. – 1:00 p.m.: Closing Remarks and Lunch

Speakers

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